Capital Market Solutions

Cloud Security & Compliance Tools

Get Verified & Update Profile Claimed profiles go to the top of search results. Get verified now, it takes just a couple minutes. Visit Report

This is a cloud-based regulatory compliance and reporting platform that centralizes surveillance, governance, and reporting for financial firms, automating data collection, client- and account-level reporting, data mapping, validation, normalization, and exception management to deliver accurate, audit-ready submissions with actionable insights. Designed for banks, broker-dealers, hedge funds, asset managers, and other market participants, it offers integrated modules with analytics and dashboards, automated alerts, secure cloud hosting, rapid deployment, and scalable collaboration that reduce manual effort, increase regulatory readiness, and streamline audits and regulator inquiries.

Capital Market Solutions can be found in Cloud Security & Compliance Tools categories.

The most similar products to Capital Market Solutions are:

Cascade Verified profile Promoted → FEfundinfo → Cappitech → Optimai → Complii →

Screenshots

Details

Capital Market Solutions Main Features

• CAT
  The CAT module provides tools to check for reporting errors and helps firms comply with the new Consolidated Audit Trail regulations.
• CAIS
  The CAIS module simplifies customer account reporting and integrates easily with other reporting systems.
• RSMS
  The Regulatory Surveillance and Management System (RSMS) helps firms manage regulatory reporting and surveillance in a secure cloud environment.
• CAIS-Connect
  CAIS-Connect is a cloud-based platform that makes it easier for firms to share client account information and comply with FINRA rules.
• Expert Support
  We offer expert support to help firms navigate regulatory challenges and ensure compliance.
• Data Monitoring
  We provide monitoring and alerts for incoming data to keep firms better and compliant.
• Low Rejection Rate
  Our solutions have a very low rejection rate for submitted reports, helping firms maintain their compliance status.
• On-Time Submission
  We have a strong track record of submitting reports on time, ensuring compliance with regulatory deadlines.
• Error-Free Reporting
  Our solutions help firms create reports without mistakes and manage any exceptions effectively.
• Cloud-Based Solutions
  All our software is hosted in the cloud, making it easy to access and scale as needed.

Verified Badge

<a href="https://saasbrowser.com/en/saas/1077075/capman" target="_blank" rel="noopener"><img src="https://files.saasbrowser.com/ly7oaaq2fgik63tq73yksxhofkng" alt="Capital Market Solutions - SaaS Browser Verified Badge" width="200" height="133" /></a>

Copy Badge

<a href="https://saasbrowser.com/en/saas/1077075/capman" target="_blank" rel="noopener"><img src="https://files.saasbrowser.com/wz3m3hn8ui5ikxo0cyqp3wjh8nua" alt="Capital Market Solutions - SaaS Browser Verified Badge" width="200" height="133" /></a>

Copy Badge

Capital Market Solutions Alternatives

Cascade

Verified profile

Promoted

This software solution streamlines anti-money laundering (AML) and know your ...

FEfundinfo

This platform provides comprehensive solutions for investment management, wea...

Cappitech

This platform provides comprehensive solutions for regulatory compliance in t...

Optimai

This modular, enterprise-grade platform unifies data, analytics, and client r...

Complii

This platform provides a comprehensive suite of digital tools and modules des...

Kaizen

This platform offers comprehensive regulatory compliance solutions designed t...

Technologies Used

View All Technologies